Regulation 10
Things commenced under FTA, IIA or SIA
of Financial Advisers (Transitional and Savings Provisions) Regulations
Subsidiary LegislationIn forceProvision 10 of 11
Regulation 10
Subregulation 1
Where anything has been commenced by or on behalf of the Authority under the FTA, IIA or SIA in relation to the persons referred to in regulations 3(a) and (e), 4(a) and (l) and 5, such thing may be carried on and completed by or under the authority of the Authority under the Act.
Subregulation 2
Where anything has been commenced by or on behalf of the Authority under the IIA in relation to insurance intermediaries (other than direct life insurance brokers), such thing may be carried on and completed by or under the authority of the Authority under the Insurance Act (Cap. 142).