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In force2020 Revised Edition

Part 10 · Assistance to Foreign Regulatory Authorities

174. Immunities

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(1)

No civil or criminal proceedings, other than proceedings for an offence under section 173, shall lie against any person for —

(a)

providing to the Authority or transmitting any material or copy thereof to the Authority or a regulatory authority of a foreign country if the person had provided or transmitted that material or copy in good faith in compliance with an order made under section 172(1)(b) or (c);

(b)

making a statement to the Authority in good faith and in compliance with an order made under section 172(1)(d); or

(c)

doing or omitting to do any act, if the person had done or omitted to do the act in good faith and as a result of complying with such an order.

(2)

Any person who complies with an order referred to in subsection (1)(a) or (b) is not treated as being in breach of any restriction upon the disclosure of information or thing imposed by any prescribed written law or any requirement imposed thereunder, any rule of law, any contract or any rule of professional conduct.

Report

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules