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In forceAmended2020 Revised Edition
Contents

Part 3A · Approved Holding Companies

81T. Objectives of this Part

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Amended

Last amended by an amending law of 2012.

The objectives of this Part are —

(a)

to provide a regulatory framework for the establishment and operation of holding companies of —

(i)

approved exchanges;

(ia)

licensed trade repositories;

(ii)

approved clearing houses; and

(iii)

corporations that are approved holding companies,and to ensure that such holding companies are fit and proper to perform their functions; and

(b)

to reduce systemic risk.

Report

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules