In forceAmended2020 Revised EditionCurrent version · 2020 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)
Securities and Futures Act 2001 · 2020 Revised Edition · Part 2A · Trade Repositories
46J. Obligation to manage risks prudently
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Last amended by an amending law of 2012.
Without limiting section 46I(1)(b), a licensed trade repository must —
licensed trade repository
Defined · s 2
“licensed trade repository” means a corporation that has in force a trade repository licence granted by the Authority under section 46E(1);
(a)
ensure that the systems and controls concerning the assessment and management of risks to the licensed trade repository are adequate and appropriate for the scale and nature of its operations; and
(b)
have adequate arrangements, processes, mechanisms or services to collect and maintain information on transactions reported to the licensed trade repository.