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In force2020 Revised Edition
Contents

Part 3A · Approved Holding Companies

81V. Application for approval

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(1)

A corporation may apply to the Authority to be approved as an approved holding company.

(2)

An application made under subsection (1) must be —

(a)

made in such form and manner as the Authority may prescribe; and

(b)

accompanied by a non‑refundable prescribed application fee, which must be paid in the manner specified by the Authority.

(3)

The Authority may require an applicant to provide it with such information or documents as the Authority considers necessary in relation to the application.

Report

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules