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In forceAmended2020 Revised Edition
Contents

Part 4 · Holders of Capital Markets Services Licence and Representatives

99P. Appeals

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Amended

Last amended by an amending law of 2009.

Any person who is aggrieved by —

(a)

the refusal of the Authority under section 99M(1) to enter his or her name and other particulars in the public register of representatives, or to enter an additional type of regulated activity for him or her in that register; or

(b)

the revocation or suspension of his or her status as an appointed, provisional or temporary representative under section 99M(1) or (2)(a),may, within 30 days after he or she is notified of the decision of the Authority, appeal to the Minister whose decision is final.

Report

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules