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Subsidiary LegislationIn forceProvision 1 of 105

Regulation 1

These Regulations may be cited as the Securities and Futures (Licensing and Conduct of Business) Regulations.

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Regulation 1Citation
Regulation 2Definitions
Regulation 48Compliance with Rules and Market Practices
Regulation 3Forms
Regulation 3ALodgment of documents and undertaking of responsibilities for representative
Regulation 3BProvisional representative
Regulation 3CTemporary representative