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Part 3 · Keeping of Records

15A. Registered salesperson of licensed estate agent to submit documents and information to licensed estate agent

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Amended

Last amended by an amending law of 2025.

A registered salesperson of a licensed estate agent who has performed any customer due diligence measures under Part 2 or any counterparty due diligence measures under Part 2A must submit the following documents and information to the licensed estate agent:

(a)

all documents and information kept or obtained by the registered salesperson through the customer due diligence measures performed;

(b)

all documents and information kept or obtained by the registered salesperson through the counterparty due diligence measures performed;

(c)

any supporting document relied on in support of any information referred to in paragraphs (a) and (b).

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Part 4

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