Schedule 2

SECOND SCHEDULERegulation 6Relevant provisionsFirst columnSecond columnSpecified financial institutionRelevant provision1.A bankSection 49(2) of the Banking Act 19702.A finance company licensed under the Finance Companies Act 1967Section 35(2) of the Finance Companies Act 19673.A merchant bankSection 49(2) of the Banking Act 1970 as applied by section 55ZJ of that Act4.A designated financial holding companySection 47(2) of the Financial Holding Companies Act 20135.An operator or a settlement institution of a designated payment system under the Payment Services Act 2019Sections 78(2) and 79(1) of the Payment Services Act 20196.An approved exchange or a recognised market operator under the Securities and Futures Act 2001Section 46AAB(2) of the Securities and Futures Act 20017.A licensed trade repository or a licensed foreign trade repository under the Securities and Futures Act 2001Section 46ZIB(2) of the Securities and Futures Act 20018.An approved clearing house or a recognised clearing house under the Securities and Futures Act 2001Section 81SAA(2) of the Securities and Futures Act 20019.An approved holding company under the Securities and Futures Act 2001Section 81ZGC(2) of the Securities and Futures Act 200110.A holder of a capital markets services licence under the Securities and Futures Act 2001 (not being a holder of a capital markets services licence who only carries on business in the regulated activity of providing credit rating services but not any other regulated activity as defined in section 2(1) of that Act) Section 97E(2) of the Securities and Futures Act 200111.A trustee, for a collective investment scheme authorised under section 286 of the Securities and Futures Act 2001, that is approved under that ActSection 292D(2) of the Securities and Futures Act 200112.A licensed trust company under the Trust Companies Act 2005Section 21C(2) of the Trust Companies Act 200513.An insurer licensed or otherwise regulated under the Insurance Act 1966Section 102(2) of the Insurance Act 196614.An insurer intermediary registered or otherwise regulated under the Insurance Act 1966Section 102(2) of the Insurance Act 1966