In force2020 Revised EditionCurrent version · 2020 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)
Financial Advisers Act 2001 · 2020 Revised Edition · Part 4 · Accounts and Audit
51. Appointment of auditors
Feedback & support(1)
A licensed financial adviser must appoint an auditor to audit its accounts and statements prepared under section 49(1) and where, for any reason, the auditor ceases to act for such financial adviser, the financial adviser must, as soon as practicable thereafter, appoint another auditor.
financial adviser
Defined · s 2
“financial adviser” means a person who carries on a business of providing any financial advisory service, but does not include any person specified in the First Schedule;
(2)
Any licensed financial adviser who contravenes this section shall be guilty of an offence.[47