59. Safeguarding of records by licensed financial adviser

Terms defined in s 2

• book

  book

  Defined · s 2

  “book” includes any record, register, document or other record of information and any account or accounting record, however compiled, recorded or stored, whether in written or printed form or on microfilm or by electronic process or otherwise;

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• financial adviser

  financial adviser

  Defined · s 2

  “financial adviser” means a person who carries on a business of providing any financial advisory service, but does not include any person specified in the First Schedule;

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