Skip to content
In forceAmended2020 Revised Edition
Contents

Part 2 · Organised Markets

38. Obligation to assist Authority

Feedback & support
Amended

Last amended by an amending law of 2017.

A recognised market operator must provide such assistance to the Authority as the Authority may require for the performance of the functions and duties of the Authority, including —

(a)

the furnishing of such returns as the Authority may require for the proper administration of this Act; and

(b)

the provision of —

(i)

such books and information as the Authority may require for the proper administration of this Act, being books and information —

(A)

relating to the business of the recognised market operator;

(B)

in respect of any transaction or class of transactions, whether completed or uncompleted, effected through the organised market of the recognised market operator; or

(C)

in respect of any product or class of products traded on the organised market of the recognised market operator; and

(ii)

such other information as the Authority may require for the proper administration of this Act.

Report

Part 2A

Trade Repositories

Part 3

Clearing Facilities

Part 3A

Approved Holding Companies

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules