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In forceAmended2020 Revised Edition
Contents

Part 2 · Organised Markets

46AAA. Interpretation of sections 46AAA to 46AAF

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Amended

Last amended by an amending law of 2017.

In this section and sections 46AAB to 46AAF, unless the context otherwise requires —“business” includes affairs and property;“office holder”, in relation to an approved exchange or a recognised market operator, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the approved exchange or recognised market operator (as the case may be), or acting in an equivalent capacity in relation to the approved exchange or recognised market operator (as the case may be);“relevant business” means any business of an approved exchange or a recognised market operator —

(a)

that the Authority has assumed control of under section 46AAB; or

(b)

in relation to which a statutory adviser or a statutory manager has been appointed under section 46AAB;“statutory adviser” means a statutory adviser appointed under section 46AAB;“statutory manager” means a statutory manager appointed under section 46AAB.

“business” includes affairs and property;

“office holder”, in relation to an approved exchange or a recognised market operator, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the approved exchange or recognised market operator (as the case may be), or acting in an equivalent capacity in relation to the approved exchange or recognised market operator (as the case may be);

“relevant business” means any business of an approved exchange or a recognised market operator —

(a)

that the Authority has assumed control of under section 46AAB; or

(b)

in relation to which a statutory adviser or a statutory manager has been appointed under section 46AAB;

“statutory adviser” means a statutory adviser appointed under section 46AAB;

“statutory manager” means a statutory manager appointed under section 46AAB.

Report

Part 2A

Trade Repositories

Part 3

Clearing Facilities

Part 3A

Approved Holding Companies

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules