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In forceAmended2020 Revised Edition
Contents

Part 3 · Clearing Facilities

61. Obligation to maintain proper records

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Amended

Last amended by an amending law of 2012.

(1)

An approved clearing house must maintain a record of all transactions effected through its clearing facility.

(2)

The Authority may prescribe by regulations made under section 81Q —

(a)

the form and manner in which the record referred to in subsection (1) must be maintained;

(b)

the extent to which the record includes details of each transaction; and

(c)

the period of time that the record is to be maintained.

Report

Part 3A

Approved Holding Companies

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules