Singapore legislation
Regulation 11B
of Securities and Futures (Licensing and Conduct of Business) Regulations
Regulation 11B
Lodgment of particulars of cessation
Amended byS 709/2010 wef 26/11/2010
Subregulation 1
For the purposes of sections 99D(8), 99E(4) read with 99D(8) of the Act and section 99F(4) read with 99D(8) of the Act, particulars that an individual has ceased to be a representative of a principal, or has ceased to carry on business in any type of regulated activity which he is appointed to carry on business in, shall be furnished to the Authority in Form 8.
Subregulation 2
Amended byS 709/2010 wef 26/11/2010
Where an appointed representative has ceased to be a representative under regulation 9A(a), his principal shall immediately lodge with the Authority a notice of such cessation in Form 8.