Singapore legislation

Regulation 10A

of Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005

Regulation 10A

Forms for authorisation and recognition, etc.

Amended byS 494/2014 wef 29/07/2014

Subregulation 1

An application to the Authority for authorisation of a collective investment scheme under section 286(1) of the Act shall be made in Form 1.

Subregulation 2

Where there is any change in any particular submitted to the Authority by way of Form 1 in relation to any collective investment scheme authorised under section 286 of the Act, the responsible person for the collective investment scheme shall notify the Authority of the matter using Form 1-A.

Subregulation 3

An application to the Authority by the responsible person for a collective investment scheme authorised under section 286 of the Act to withdraw the authorisation of the collective investment scheme under section 288(7) of the Act, shall be made in Form 1-A.

Subregulation 4

A notice to the Authority by the responsible person for a collective investment scheme authorised under section 286 of the Act of a proposed winding up of the collective investment scheme under section 295(1) of the Act, shall be given in Form 1-A.

Subregulation 5

An application to the Authority for recognition of a collective investment scheme constituted outside Singapore under section 287(1) of the Act shall be made in Form 2.

Subregulation 6

Where there is any change in any particular submitted to the Authority by way of Form 2 in relation to any collective investment scheme recognised under section 287 of the Act, the responsible person for the collective investment scheme shall notify the Authority of the matter using Form 2-A.

Subregulation 7

An application to the Authority by the responsible person for a collective investment scheme recognised under section 287 of the Act to withdraw the recognition of the collective investment scheme under section 288(7) of the Act, shall be made in Form 2-A.

Subregulation 8

Amended byS 494/2014 wef 29/07/2014

A notice to the Authority by the responsible person for a collective investment scheme recognised under section 287 of the Act of a proposed winding up of the collective investment scheme under section 295(1) of the Act, shall be given in Form 2-A.