Singapore legislation

Regulation 14

of Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005

Regulation 14

Supplementary document and replacement document

Amended byS 669/2018 wef 08/10/2018S 669/2018 wef 08/10/2018S 669/2018 wef 08/10/2018S 669/2018 wef 08/10/2018

Subregulation 1

Amended byS 669/2018 wef 08/10/2018

The supplementary document or replacement document to be lodged with the Authority under section 298 of the Act shall be signed —

(a)

if the person making the offer of units in a collective investment scheme is the responsible person for the scheme, by every director or equivalent person of the responsible person and every person who is named therein as a proposed director or an equivalent person of the responsible person; and

(b)

if the person making the offer of units in a collective investment scheme is not the responsible person for the scheme —

(i)

in the case where the responsible person is controlled by —

(A)

the person making the offer;

(B)

one or more of the related parties of the person making the offer; or

(C)

the person making the offer and one or more of his related parties,by the persons mentioned in paragraph (1A); or

(ii)

in any other case —

(A)

if the person making the offer is an entity, by every director or equivalent person of that entity; or

(B)

if the person making the offer is an individual, by the individual or a person authorised by the individual in writing.

Subregulation 1A

Amended byS 669/2018 wef 08/10/2018

For the purposes of paragraph (1)(b)(i), the persons are —

(a)

every director or equivalent person of the responsible person and every person who is named in the supplementary document or replacement document to be lodged with the Authority as a proposed director or an equivalent person of the responsible person; and

(b)

if —

(i)

the person making the offer is an entity, by every director or equivalent person of that entity; or

(ii)

the person making the offer is an individual, by the individual or a person authorised by the individual in writing.

Subregulation 2

Amended byS 669/2018 wef 08/10/2018

A requirement under paragraph (1), read with paragraph (1A), for the supplementary document or replacement document to be signed by a director or an equivalent person is satisfied if the supplementary document or replacement document is signed —

(a)

by that director or equivalent person; or

(b)

by a person who is authorised in writing by that director or equivalent person to sign on his behalf.

Subregulation 3

Amended byS 669/2018 wef 08/10/2018

A requirement under paragraph (1), read with paragraph (1A), for the supplementary document or replacement document to be signed by a person named therein as a proposed director or an equivalent person is satisfied if the supplementary document or replacement document is signed —

(a)

by that proposed director or equivalent person; or

(b)

by a person who is authorised in writing by that proposed director or equivalent person to sign on his behalf.