Singapore legislation
Regulation 10
Regulation 10
Change in particulars and additional financial advisory service of representative
Subregulation 1
An appointed representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3A, within 7 days after the occurrence of such change.
Subregulation 2
A provisional representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3B, within 7 days after the occurrence of such change.
Subregulation 3
[Deleted by S 659/2018 wef 08/10/2018]
Subregulation 4
[Deleted by S 659/2018 wef 08/10/2018]
Subregulation 5
[Deleted by S 659/2018 wef 08/10/2018]
Subregulation 6
Any person who, without reasonable excuse, contravenes paragraph (1) or (2) shall be guilty of an offence.
Subregulation 7
For the purposes of section 26(6) of the Act, the principal of an appointed or a provisional representative shall notify the Authority of a change in the particulars of the representative in Form 18.
Subregulation 8
A notice under section 29(2) of the Act by a principal of its intention to appoint an appointed representative in respect of a type of financial advisory service in addition to that indicated against the appointed representative’s name in the public register of representatives shall be in Form 7.