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Updated 14 Oct 2026, 09:20

Laws
Financial Advisers Regulations
reg 11

In force2004 Revised EditionCurrent version · 2004 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)

Contents

Financial Advisers Regulations

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VAccounts and Audit

3 regulations earlier

4BProvisional representative
5Time for documents to be lodged
6Fees
7Manner of application for financial adviser’s licence
8Lapsing of financial adviser’s licence
8ACessation of status of appointed representative
9Variation of financial adviser’s licence
10Change in particulars and additional financial advisory service of representative
11Repealed
12Cessation of financial advisory service by financial adviser
12AAObligation to notify Authority of certain matters
12ALodgment of particulars of cessation
13Application for appointment of chief executive officer or director
14Duties of licensed financial adviser
14AACriteria for determining if chief executive officer or director of licensed financial adviser has breached duties
14AFinancial advisers and representatives, etc., to be fit and proper persons
15Minimum financial requirements
16Continuing financial requirements
17Professional indemnity insurance
18Unsecured advances, unsecured loans and unsecured credit facilities
18ANon-application of section 36 of Act
18BProduct due diligence
19Repealed
20Insurance broking premium accounts
20ARegister of interests in listed specified products

51 regulations later

Financial Advisers Regulations · 2004 Revised Edition

Regulation 11

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Official textFrom Singapore Statutes Online, unchanged

Repealed

[Deleted by S 716/2010 wef 26/11/2010]

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Details

Financial Advisers Regulations · reg 11

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Where this comes from

Singapore Statutes Online · Financial Advisers Regulations, 2004 Revised Edition. Reader record updated on 2 Aug 2026.

Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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Free to read. Laws come from Singapore Statutes Online and court decisions from eLitigation, their official publishers. Check the official version before you rely on it. Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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Updated 14 Oct 2026, 09:20