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In forceAmended2020 Revised Edition
Contents

Part 2 · Financial Advisers and Representatives

16. Right of appeal

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Amended

Last amended by an amending law of 2009.

Any person who is aggrieved —

(a)

by the refusal of the Authority to grant a financial adviser’s licence to it, or to vary its licence; or

(b)

by the revocation or suspension of its licence by the Authority,may, within 30 days of the refusal, revocation or suspension, appeal in writing to the Minister.[20

Report

Part 3

Conduct of Business

Part 4

Accounts and Audit

Part 4A

Prohibited Businesses

Part 5

Powers of Authority

Part 6

Supervision and Investigation

Part 7

Assistance to Foreign Regulatory Authorities

Part 8

Offences

Part 9

Appeals

Part 10

Miscellaneous

Schedules