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laws.sgby aturio
In forceAmended2020 Revised Edition
Contents

Part 2 · Financial Advisers and Representatives

14. Notification of change in particulars

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Amended

Last amended by an amending law of 2009.

(1)

Where —

(a)

a licensed financial adviser ceases to act as a financial adviser; or

(b)

a change occurs in any matter records of which are required by section 72 to be kept in relation to a licensed financial adviser,the licensed financial adviser must, not later than 14 days after the occurrence of that event, provide particulars of the event to the Authority in the prescribed form.

(2)

[Deleted by Act 12 of 2024 wef 24/01/2025]

(3)

Any person who, without reasonable excuse, contravenes this section shall be guilty of an offence.[18

Report

Read on from s 15

Part 3

Conduct of Business

Read on from Part 3

Part 4

Accounts and Audit

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Part 4A

Prohibited Businesses

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Part 5

Powers of Authority

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Part 6

Supervision and Investigation

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Part 7

Assistance to Foreign Regulatory Authorities

Read on from Part 7

Part 8

Offences

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Part 9

Appeals

Read on from Part 9

Part 10

Miscellaneous

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Schedules

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