Securities and Futures Act 2001 · 2020 Revised Edition · Part 12 · Market Conduct
236A. Interpretation of this Division
Feedback & supportLast amended by an amending law of 2009.
In this Division, unless the context otherwise requires —“defendant” means an individual liable to an order for a civil penalty under section 236H in respect of a contravention of any provision in this Part committed by a corporation, partnership, limited liability partnership or unincorporated association;“defendant corporation” means a corporation ––
corporation
“corporation” has the meaning given by section 4(1) of the Companies Act 1967;
liable to be punished under section 236B(1) or to an order for a civil penalty under section 236B(3) in respect of a contravention of any provision in this Part committed by its employee or officer; or
officer
“officer” has the meaning given by section 4(1) of the Companies Act 1967;
liable to an order for a civil penalty under section 236C(1);“defendant partnership” means a partnership or limited liability partnership ––
limited liability partnership
“limited liability partnership” has the meaning given by section 2(1) of the Limited Liability Partnerships Act 2005;
liable to be punished under section 236E(1) or to an order for a civil penalty under section 236E(3) in respect of a contravention of any provision in this Part committed by a partner or employee of the partnership or a partner, manager or employee of the limited liability partnership, as the case may be; or
manager
“manager”, in relation to a collective investment scheme, means a person, by whatever name called, who is responsible for managing the property of, or operating, the collective investment scheme;
liable to an order for a civil penalty under section 236F(1);“partnership”, in Subdivision (2), means the partnership at the time of the contravention by the contravening person referred to in section 236E(1) or 236F(1), as the case may be.
“defendant” means an individual liable to an order for a civil penalty under section 236H in respect of a contravention of any provision in this Part committed by a corporation, partnership, limited liability partnership or unincorporated association;
“defendant corporation” means a corporation ––
liable to be punished under section 236B(1) or to an order for a civil penalty under section 236B(3) in respect of a contravention of any provision in this Part committed by its employee or officer; or
liable to an order for a civil penalty under section 236C(1);
“defendant partnership” means a partnership or limited liability partnership ––
liable to be punished under section 236E(1) or to an order for a civil penalty under section 236E(3) in respect of a contravention of any provision in this Part committed by a partner or employee of the partnership or a partner, manager or employee of the limited liability partnership, as the case may be; or
liable to an order for a civil penalty under section 236F(1);
“partnership”, in Subdivision (2), means the partnership at the time of the contravention by the contravening person referred to in section 236E(1) or 236F(1), as the case may be.