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In forceAmended2020 Revised Edition
Contents

Part 2A · Trade Repositories

46ZD. Obligation to notify Authority of certain matters

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Amended

Last amended by an amending law of 2012.

A licensed foreign trade repository must, as soon as practicable after the occurrence of any of the following circumstances, give the Authority notice of the circumstance:

(a)

any material change to the information provided by the licensed foreign trade repository in its application under section 46D(2);

(b)

the licensed foreign trade repository becoming aware of any financial irregularity or other matter which in its opinion may affect its ability to discharge its financial obligations;

(c)

any other matter that the Authority may —

(i)

prescribe by regulations made under section 46ZJ for the purposes of this paragraph; or

(ii)

specify by written notice to the licensed foreign trade repository in any particular case.

Report

Part 3

Clearing Facilities

Part 3A

Approved Holding Companies

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules