Securities and Futures Act 2001 · 2020 Revised Edition · Part 2A · Trade Repositories
46ZJ. Power of Authority to make regulations
Feedback & supportLast amended by an amending law of 2012.
Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations relating to —
the grant of a trade repository licence or foreign trade repository licence;
the requirements applicable to a licensed trade repository or licensed foreign trade repository;
the measures that a licensed trade repository or licensed foreign trade repository must adopt for the purposes of managing or mitigating risks;
the maintenance of records of transactions reported to a licensed trade repository or licensed foreign trade repository; and
the submission of reports by a licensed trade repository or licensed foreign trade repository.
Regulations made under this section may provide —
that a contravention of any specified provision thereof shall be an offence; and
for a penalty not exceeding a fine of $150,000 or imprisonment for a term not exceeding 12 months or both for each offence and, in the case of a continuing offence, for a further penalty not exceeding a fine of 10% of the maximum fine prescribed for that offence for every day or part of a day during which the offence continues after conviction.