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In forceAmended2020 Revised Edition
Contents

Part 2A · Trade Repositories

46ZIA. Interpretation of sections 46ZIA to 46ZIF

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Amended

Last amended by an amending law of 2013.

In this section and sections 46ZIB to 46ZIF, unless the context otherwise requires —“business” includes affairs and property;“office holder”, in relation to a licensed trade repository or licensed foreign trade repository, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the licensed trade repository or licensed foreign trade repository (as the case may be), or acting in an equivalent capacity in relation to the licensed trade repository or licensed foreign trade repository, as the case may be;“relevant business” means any business of a licensed trade repository or licensed foreign trade repository —

(a)

which the Authority has assumed control of under section 46ZIB; or

(b)

in relation to which a statutory adviser or a statutory manager has been appointed under section 46ZIB;“statutory adviser” means a statutory adviser appointed under section 46ZIB;“statutory manager” means a statutory manager appointed under section 46ZIB.

“business” includes affairs and property;

“office holder”, in relation to a licensed trade repository or licensed foreign trade repository, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the licensed trade repository or licensed foreign trade repository (as the case may be), or acting in an equivalent capacity in relation to the licensed trade repository or licensed foreign trade repository, as the case may be;

“relevant business” means any business of a licensed trade repository or licensed foreign trade repository —

(a)

which the Authority has assumed control of under section 46ZIB; or

(b)

in relation to which a statutory adviser or a statutory manager has been appointed under section 46ZIB;

“statutory adviser” means a statutory adviser appointed under section 46ZIB;

“statutory manager” means a statutory manager appointed under section 46ZIB.

Report

Part 3

Clearing Facilities

Part 3A

Approved Holding Companies

Part 4

Holders of Capital Markets Services Licence and Representatives

Part 5

Books, Customer Assets and Audit

Part 6

Conduct of Business

Part 6A

Reporting of Derivatives Contracts

Part 6B

Clearing of Derivatives Contracts

Part 6C

Trading of Derivatives Contracts

Part 7

Disclosure of Interests

Part 7A

Short Selling

Part 8

Securities Industry Council and Take‑Over Offers

Part 9

Supervision and Investigation

Part 10

Assistance to Foreign Regulatory Authorities

Part 11

Investor Compensation Scheme

Part 12

Market Conduct

Part 13

Offers of Investments

Part 13A

Modification of Act for Purposes of Dual Listing Boards

Part 14

Appeals

Part 15

Miscellaneous

Schedules