Securities and Futures Act 2001 · 2020 Revised Edition · Part 4 · Holders of Capital Markets Services Licence and Representatives
84. Application for grant of capital markets services licence
Feedback & supportLast amended by an amending law of 2017. 2 amendments in all.
An application for the grant of a capital markets services licence must be made to the Authority in such form and manner as the Authority may specify.
capital markets services licence
“capital markets services licence” means a licence that is granted by the Authority under section 86 to a person to carry on a business in any regulated activity;
The Authority may require an applicant to provide it with such information or documents as the Authority considers necessary in relation to the application.
An application for the grant of a capital markets services licence must be accompanied by a non‑refundable prescribed application fee which must be paid in the manner specified by the Authority.