Securities and Futures Act 2001 · 2020 Revised Edition · Part 4 · Holders of Capital Markets Services Licence and Representatives
97D. Interpretation of sections 97D to 97I
Feedback & supportLast amended by an amending law of 2013.
In this section and sections 97E to 97I, unless the context otherwise requires —“business” includes affairs and property;“office holder”, in relation to a holder of a capital markets services licence, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the holder, or acting in an equivalent capacity in relation to the holder;“relevant business” means any business of a holder of a capital markets services licence —
which the Authority has assumed control of under section 97E; or
in relation to which a statutory adviser or a statutory manager has been appointed under section 97E;“statutory adviser” means a statutory adviser appointed under section 97E;“statutory manager” means a statutory manager appointed under section 97E.
statutory adviser
“statutory adviser” means a statutory adviser appointed under section 46AAB;
“business” includes affairs and property;
property
“property” includes property, right and power of every description;
“office holder”, in relation to a holder of a capital markets services licence, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the holder, or acting in an equivalent capacity in relation to the holder;
office holder
“office holder”, in relation to an approved exchange or a recognised market operator, means any person acting as the liquidator, the provisional liquidator, the receiver or the receiver and manager of the approved exchange or recognised market operator (as the case may be), or acting in an equivalent capacity in relation to the approved exchange or recognised market operator (as the case may be);
“relevant business” means any business of a holder of a capital markets services licence —
relevant business
“relevant business” means any business of an approved exchange or a recognised market operator —(a)that the Authority has assumed control of under section 46AAB; or(b)in relation to which a statutory adviser or a statutory manager has been appointed under section 46AAB;
which the Authority has assumed control of under section 97E; or
in relation to which a statutory adviser or a statutory manager has been appointed under section 97E;
statutory manager
“statutory manager” means a statutory manager appointed under section 46AAB.
“statutory adviser” means a statutory adviser appointed under section 97E;
“statutory manager” means a statutory manager appointed under section 97E.