Section 93
Notification of change of particulars
of Securities and Futures Act 2001
ActIn forceProvision 212 of 701
Section 93
Amended by2/20092/2009
(1)
Where —
(a)
the holder of a capital markets services licence ceases to carry on business in any of the regulated activities to which the licence relates; or
(b)
a change occurs in any matter records of which are required by section 94 to be kept in relation to the holder,the holder must, not later than 14 days after the occurrence of the event, provide particulars of the event to the Authority in the prescribed form and manner.
Amended by2/2009
(2)
Where a holder of a capital markets services licence ceases to carry on business in all the regulated activities to which the licence relates, it must return the licence to the Authority within 14 days of the date of the cessation.
Amended by2/2009