In forceAmended2020 Revised EditionCurrent version · 2020 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)
Securities and Futures Act 2001 · 2020 Revised Edition · Part 4 · Holders of Capital Markets Services Licence and Representatives
93. Notification of change of particulars
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Last amended by an amending law of 2024. 2 amendments in all.
(1)
Where —
(a)
the holder of a capital markets services licence ceases to carry on business in any of the regulated activities to which the licence relates; or
(b)
a change occurs in any matter records of which are required by section 94 to be kept in relation to the holder,the holder must, not later than 14 days after the occurrence of the event, provide particulars of the event to the Authority in the prescribed form and manner.
(2)
Any person who, without reasonable excuse, contravenes this section shall be guilty of an offence.