Singapore legislation

Regulation 17

of Securities and Futures (Clearing Facilities) Regulations 2013

Regulation 17

Recovery and resolution plan

Subregulation 1

An approved clearing house shall maintain at all times a plan of action (referred to in this regulation as a recovery and resolution plan) setting out the procedures and establishing the systems necessary, in the event of financial pressures or stress —

(a)

to restore the ability of the approved clearing house to operate as a going concern; and

(b)

to ensure the orderly winding up of the approved clearing house.

Subregulation 2

An approved clearing house shall review the procedures and systems referred to in paragraph (1) on such regular basis as may be specified in the recovery and resolution plan.