Singapore legislation

Regulation 28A

of Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations

Regulation 28A

Offences

Amended byS 192/2013 wef 03/04/2013S 668/2018 wef 08/10/2018S 192/2013 wef 03/04/2013S 667/2006 wef 20/12/2006

Any person who contravenes —

(a)

regulation 4(1), (1A) or (2), 6(1), (2), (2A) or (3), 7(1), (3) or (5)(a) or (b), 16(1) or (2), 17(1), (2) or (4)(a) or (b), 19(1), 20, 21(1) or (2), 22(1) or (2), 23, 24(1), (2) or (3), 24A(1), (2), (3), (4), (5) or (6), 25(1) or (4) or 26(2) or (3); or

(b)

any direction issued by the Authority under regulation 4(3)(a), 5A(1), 7(2)(a), (4)(b) or (4A) or 17(3)(b) or (3A),shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $50,000.

Read in full context — Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations →