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Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations/Regulation 5

Singapore legislation

Regulation 5

of Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations

Regulation 5

Holder of licence

Amended byS 588/2017 wef 20/10/2017

In this Part, a reference to the holder of a licence excludes —

(a)

a holder of a licence who only holds a licence to provide credit rating services; and

(b)

a holder of a licence who is a venture capital fund manager.

←PreviousRegulation 4A · Exemption from regulation 4(1)NextRegulation 5A · Written directions to maintain financial resources in Singapore→
Read in full context — Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations →

Parent legislation

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations

Subsidiary LegislationIn force

Provision 15 of 39

Read in full context — Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations →
←PreviousRegulation 4A · Exemption from regulation 4(1)NextRegulation 5A · Written directions to maintain financial resources in Singapore→
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