Singapore legislation

Regulation 3

of Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations

Regulation 3

Grant of licence

Amended byS 714/2010 wef 26/11/2010

For the purposes of section 86(3) of the Act, the Authority shall not grant a licence to a corporation unless at the time of such grant —

(a)

where the corporation is incorporated in Singapore, its base capital; or

(b)

where the corporation is a foreign company, its net head office funds,is not less than —

(i)

the base capital requirement applicable to the corporation under the First Schedule; or

(ii)

such other requirement as the Authority may approve as appropriate having regard to the operations of the corporation.