Laws
Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations
reg 33

In force2004 Revised EditionCurrent version · 2004 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)

Contents

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations

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IPreliminary

VReserve Fund and Other Financial Requirements

3Grant of licence
4Where base capital of holder of licence falls below base capital requirement
4AExemption from regulation 4(1)
5Holder of licence
5AWritten directions to maintain financial resources in Singapore
6Financial resources of holder of licence not to fall below total risk requirement
7Where financial resources of holder of licence fall below 120% of total risk requirement
15Holder of licence
16Where aggregate indebtedness exceeds 1,200% of aggregate resources
17Where aggregate indebtedness exceeds 600% of aggregate resources
24Margin requirement for product financing
24AMargin requirements for contracts for differences and spot foreign exchange contracts for the purposes of leveraged foreign exchange trading
24BShare financing
25Reporting of under-margined accounts by holder of licence
26Forms
27Statement to be lodged in respect of regulated activities
28AOffences
29Repealed
30Repealed
31Repealed
32Repealed
33Repealed
34Repealed
35Repealed
36Repealed

Schedules

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations · 2004 Revised Edition

Regulation 33

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Official textFrom Singapore Statutes Online, unchanged

Repealed

[Deleted by S 677/2006 wef 20/12/2006]

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Schedules

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Details

Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations · reg 33

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Singapore Statutes Online · Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations, 2004 Revised Edition. Reader record updated on 2 Aug 2026.

Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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