Singapore legislation

Regulation 47

of Securities and Futures (Licensing and Conduct of Business) Regulations

Regulation 47

Trading standards

Amended byS 667/2018 wef 08/10/2018S 667/2018 wef 08/10/2018S 667/2018 wef 08/10/2018

Subregulation 1

Amended byS 667/2018 wef 08/10/2018

The holder of a capital markets services licence to deal in capital markets products, or a representative of such a holder, shall not withhold or withdraw from an organised market any order or any part of a customer’s order for the benefit of itself or himself, or of any other person.

Subregulation 2

Amended byS 667/2018 wef 08/10/2018S 667/2018 wef 08/10/2018

The holder of a capital markets services licence to deal in capital markets products, or the representative of such a holder, shall not divulge information relating to a customer’s order held by it, unless the disclosure —

(a)

is necessary for the effective execution of the order;

(b)

is permitted under the rules of the relevant approved exchange, recognised market operator, approved clearing house or recognised clearing house, as the case may be; or

(c)

is required by the Authority under the Act or these Regulations.