In forceAmended2004 Revised EditionCurrent version · 2004 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)
47BA. No dealing as agent
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Last amended by an amending law of 2018.
A holder of a capital markets services licence must not deal with a retail customer as an agent when dealing in capital markets products that are —
(a)
OTC derivatives contracts; or
(b)
spot foreign exchange contracts for the purposes of leveraged foreign exchange trading.