Singapore legislation

Regulation 47D

of Securities and Futures (Licensing and Conduct of Business) Regulations

Regulation 47D

Cross-trading

Amended byS 667/2018 wef 08/10/2018S 709/2010 wef 26/11/2010

Subregulation 1

Amended byS 667/2018 wef 08/10/2018

The holder of a capital markets services licence to deal in capital markets products shall not knowingly fill or execute a customer’s order for the purchase or sale of a futures contract on an organised market by off-setting against the order or orders of any other person, without effecting such a purchase or sale either —

(a)

on the trading floor or electronic futures trading system; or

(b)

in accordance with the business rules and practices of an approved exchange or recognised market operator.

Subregulation 2

Amended byS 709/2010 wef 26/11/2010

Any person who contravenes paragraph (1) shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $100,000 or to imprisonment for a term not exceeding 12 months or to both.