In forceAmended2020 Revised EditionCurrent version · 2020 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)
Financial Advisers Act 2001 · 2020 Revised Edition · Part 2 · Financial Advisers and Representatives
7. Application for grant of financial adviser’s licence
Feedback & supportAmended
Last amended by an amending law of 2009.
(1)
An application for the grant of a financial adviser’s licence must be —
financial adviser
Defined · s 2
“financial adviser” means a person who carries on a business of providing any financial advisory service, but does not include any person specified in the First Schedule;
(a)
made to the Authority in such form and manner as may be prescribed; and
(b)
accompanied by a non-refundable application fee of a prescribed amount, which must be paid in the manner specified by the Authority.
(2)
The Authority may require an applicant to provide it with such information or documents as it considers necessary in relation to the application.[8