Singapore legislation
Regulation 4A
of Securities and Futures (Licensing and Conduct of Business) Regulations
Regulation 4A
Place at which register is kept
Subregulation 1
A relevant person shall keep the register of his interests in listed specified products referred to in regulation 4 —
in the case of an individual, at his principal place of business; or
in the case of a corporation, at any of its places of business.
Subregulation 2
The register of interests in listed specified products may be kept in electronic form if the relevant person ensures that full access to such register may be gained by the Authority at the place referred to in paragraph (1)(a) or (b), as the case may be.
Subregulation 3
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 4
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 5
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 6
A relevant person who is a holder of a capital markets services licence shall maintain records of the place at which its representatives keep their registers of their interests in listed specified products and the places at which copies of those registers are kept in Singapore under regulation 4(1)(iv).
Subregulation 7
A relevant person who is a holder of a capital markets services licence shall, upon the Authority’s request —
produce for the Authority’s inspection such records referred to in paragraph (6); and
allow the Authority to make a copy of, or take extracts from, such records.