Singapore legislation
Regulation 5
of Securities and Futures (Licensing and Conduct of Business) Regulations
Regulation 5
Change of particulars and additional regulated activity of representative
Subregulation 1
An appointed representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3A, within 7 days after the occurrence of such change.
Subregulation 2
A provisional representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3B, within 7 days after the occurrence of such change.
Subregulation 3
A temporary representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3C, within 7 days after the occurrence of such change.
Subregulation 4
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 5
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 6
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 7
[Deleted by S 667/2018 wef 08/10/2018]
Subregulation 8
For the purposes of section 99H(5) of the Act, the principal of an appointed, a provisional or a temporary representative shall notify the Authority of a change in the particulars of the representative in Form 16.
Subregulation 9
A notice under section 99L(2) of the Act by a principal of its intention to appoint an appointed representative in respect of a type of regulated activity in addition to that indicated against the appointed representative’s name in the public register of representatives shall be in Form 6.