Regulation 10
Obligation to seek Authority’s approval
of Securities and Futures (Trade Repositories) Regulations 2013
Subsidiary LegislationIn forceProvision 11 of 33
Regulation 10
Subregulation 1
A licensed trade repository shall seek the approval of the Authority prior to commencing any linkage, arrangement or co‑operative arrangement referred to in regulation 9(3).
Subregulation 2
The Authority may grant its approval referred to in paragraph (1) subject to such conditions and restrictions as the Authority may think fit, and the licensed trade repository shall comply with those conditions and restrictions.