Singapore legislation

Regulation 14

of Securities and Futures (Trade Repositories) Regulations 2013

Regulation 14

Recovery and resolution plan

Subregulation 1

A licensed trade repository shall maintain at all times a plan of action (referred to in this regulation as a recovery and resolution plan) setting out the procedures and establishing the systems necessary, in the event of financial pressures or stress —

(a)

to restore the ability of the licensed trade repository to operate as a going concern; and

(b)

to ensure the orderly winding up of the licensed trade repository.

Subregulation 2

A licensed trade repository shall review the procedures and systems referred to in paragraph (1) on such regular basis as may be specified in the recovery and resolution plan.