Singapore legislation
Regulation 41
of Securities and Futures (Licensing and Conduct of Business) Regulations
Regulation 41
Documentation required by Authority, approved exchange or approved clearing house
Amended byS 667/2018 wef 08/10/2018
Where the Authority, an approved exchange or approved clearing house of which the holder of a capital markets services licence is a member, requests the holder to furnish it with the documentation of any cash transaction underlying the exchange of futures contract for any cash commodity, the holder shall request for such documentation from its customer and, upon receipt thereof, provide such documentation to the Authority, approved exchange or approved clearing house, as the case may be.