Singapore legislation

Regulation 60

of Securities and Futures (Licensing and Conduct of Business) Regulations

Regulation 60

Exemptions for exempt persons previously carrying on business in dealing in specified contracts

Amended byS 832/2020 wef 30/09/2020S 667/2018 wef 08/10/2018S 832/2020 wef 30/09/2020

Subregulation 1

Amended byS 832/2020 wef 30/09/2020

A person mentioned in section 99(1)(a) or (b) of the Act who was, immediately before 8 October 2018, carrying on business in dealing in specified contracts is exempt from the application of regulations 54(1) and 54B(1), in respect of any business in dealing in capital markets products that are specified contracts, until 8 October 2021.

Subregulation 2

Amended byS 667/2018 wef 08/10/2018S 832/2020 wef 30/09/2020

A person mentioned in section 99(1)(c) of the Act who was, immediately before 8 October 2018, carrying on business in dealing in specified OTC derivatives contracts is exempt from the application of regulations 54(1) and 54B(1), in respect of any business in the regulated activity of dealing in capital markets products that are specified OTC derivatives contracts, until 8 October 2021.