Singapore legislation

Regulation 62

of Securities and Futures (Licensing and Conduct of Business) Regulations

Regulation 62

Exemption for holders of capital markets services licence, and representatives of such holders in respect of regulated activity other than dealing in capital markets products that are specified OTC derivatives contracts

Amended byS 667/2018 wef 08/10/2018S 832/2020 wef 30/09/2020

A person who was, immediately before 8 October 2018, a holder of a capital markets services licence is, in respect of any business in any regulated activity other than dealing in capital markets products that are specified OTC derivatives contracts, exempt —

(a)

from regulations 21(2), 35(2) and 47BA, until 8 October 2019;

(b)

from regulations 16(3), until 8 April 2020; and

(c)

from regulations 16(1)(b)(ii)(B)(BB) and (ba)(i)(B)(BB) and (5), 17(3), (4) and (5), 18(2), 18A, 20A, 26(1)(a)(i)(B)(BB) and (5), 27A, 34(2), 34A, 39(1)(da), (e)(v), (vi) and (k) and (2)(ba), (bb) and (bc), 40(1B) and 47DA, until 8 October 2021.