Laws
Securities and Futures (Licensing and Conduct of Business) Regulations
reg 65

In force2004 Revised EditionCurrent version · 2004 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)

Contents

Securities and Futures (Licensing and Conduct of Business) Regulations

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IPreliminary

VDealing in Government Securities

74 regulations earlier

47BANo dealing as agent
47CTrading against customer
47DCross-trading
47DAGeneral risk disclosure requirements
47ERisk disclosure by certain persons
49Repealed
50Repealed
50ARepealed
51Position limit
52Non-applicability of section 339 (2) of Act under certain circumstances
53Repealed
54Banks, merchant banks and finance companies
54ARepealed
54BExempt persons dealing in non-centrally cleared derivatives contracts on behalf of accredited investors, expert investors or institutional investors
55Offences
56Definitions of this Part
57Exemption from section 82(1) of Act for corporations previously carrying on business in dealing in specified OTC derivatives contracts
58Exemptions from Act for persons previously holding financial adviser’s licence for marketing of any collective investment scheme and their representatives
59Exemption from Act for persons previously acting as representatives
60Exemptions for exempt persons previously carrying on business in dealing in specified contracts
61Exemptions for holders of capital markets services licence in respect of business in dealing in capital markets products that are specified OTC derivatives contracts, and representatives of such holders
62Exemption for holders of capital markets services licence, and representatives of such holders in respect of regulated activity other than dealing in capital markets products that are specified OTC derivatives contracts
63Exemption for exempt persons under section 99(1)(a) or (b) of Act in respect of regulated activity other than dealing in capital markets products that are specified contracts
64Exemption for exempt persons under section 99(1)(c) of Act in respect of regulated activity other than dealing in capital markets products that are specified OTC derivatives contracts
65Repealed

Schedules

Securities and Futures (Licensing and Conduct of Business) Regulations · 2004 Revised Edition

Regulation 65

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Official textFrom Singapore Statutes Online, unchanged

Repealed

[Deleted by S 792/2022 wef 09/10/2022]

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Securities and Futures (Licensing and Conduct of Business) Regulations · reg 65

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Singapore Statutes Online · Securities and Futures (Licensing and Conduct of Business) Regulations, 2004 Revised Edition. Reader record updated on 2 Aug 2026.

Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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